Broker Check

Becoming a Client – Getting Started

Call us. Email us. Stop by. We are here and ready when you are.

For individuals – so that we can be prepared for our advisory role in creating a comprehensive wealth management plan for you/your family, please bring the following documents when we meet:

  • Most Recent Personal Financial Statement (if available)
  • Titling of Assets – Client, Spouse, Joint, Trust, etc.
  • Brokerage Account Statements
  • IRA / Roth / 401(k) / Other Retirement Account Statements
  • Stock Option / Restricted Stock Incentive Plan Information (if applicable)
  • Non-invested Cash Statements
  • UGMA / 529 Statements
  • Annuity Statements (if applicable)
  • Life Insurance / Disability Insurance Policies
  • Wills and Trust Documents
  • Powers of Attorney and Living Will
  • Last Two Years of Personal Income Tax Returns and Gift Tax Returns (if applicable)