Broker Check

For Advisors

Weston Banks Wealth Management 's turnkey model allows our financial advisors to focus on client servicing and growth, while experienced local office personnel act as onsite resources for the operational and administrative support required to maintain the business. Our approach allows you to do more of what you would like to do best - advise. And the "Success Your Way" guiding principle of our broker-dealer, Prospera Financial, means that we don't work for Prospera - they work for us, each and every independent business owner. 

Weston Banks Wealth Management Offers Seamless Turnkey Ownership 

This is the truth of the matter…there is no easy transition! And to those who are uneducated, the opportunity to go independent might compare to a root canal. However, we have decided to tackle this issue head-on and with some of the best resources in the industry through Prospera Financial. Great transitions are a product of intensive attention to detail and considerable advance work done on your behalf with your Prospera transition team.

When the time comes, and subject to your former firm's Privacy Policy, you will spend the majority of your time personally contacting your clients and informing them about your move. By the end of the first month, you won't be surprised to find that many of your assets have come over, and that you're well on your way to business ownership.

Whether you are considering leaving a large or regional wirehouse or you are already independent and looking for the economies of scale that a boutique firm can provide, the Weston Banks and Prospera teams make the transition to independence as simple and pain-free as possible.

"Freedom and incentives unleash the drive and entrepreneurial genius that are the core of human progress . . . Freedom is one of the deepest and noblest aspirations of the human spirit."
President Ronald Reagan
Second Inaugural Address
January 21, 1985